| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINGULAR CAPITAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2026-09-18 | - |
| Rep | 提供资产管理 | 2026-09-18 | - | |
| Motto Global Asset Management Limited | RO | 就证券提供意见 | 2023-02-03 | 2026-05-31 |
| RO | 提供资产管理 | 2022-12-05 | 2026-05-31 | |
| Rep | 提供资产管理 | 2022-11-18 | 2022-12-05 | |
| HONG KONG MINGDAO ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2021-07-14 | 2022-02-20 |
| Rep | 提供资产管理 | 2021-07-08 | 2021-07-14 | |
| Afflux Securities Limited | Rep | 就证券提供意见 | 2020-09-21 | 2021-01-10 |
| Rep | 提供资产管理 | 2020-09-21 | 2021-01-10 | |
| Rep | 证券交易 | 2020-09-21 | 2021-01-10 | |
| Awaken Thunder Capital Limited | RO | 就证券提供意见 | 2019-03-11 | 2020-07-22 |
| RO | 提供资产管理 | 2019-03-11 | 2020-07-22 | |
| RO | 证券交易 | 2019-03-11 | 2020-07-22 | |
| Regan International Asset Management Limited | RO | 就证券提供意见 | 2017-08-03 | 2018-05-14 |
| RO | 提供资产管理 | 2017-08-03 | 2018-05-14 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-07-11 | 2017-07-28 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2016-07-11 | 2017-07-28 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-18 | 2016-04-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-02-13 | 2016-04-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-07-30 | 2016-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-07-30 | 2016-04-13 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2012-02-27 | 2014-03-14 |
| Rep | 证券交易 | 2012-02-27 | 2014-03-14 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-05-26 | 2012-02-22 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2011-05-26 | 2012-02-22 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2009-04-22 | 2011-05-09 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2008-01-23 | 2011-05-09 |
| Rep | 证券交易 | 2007-10-31 | 2011-05-09 |
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