Personnel Hong Kong SFC License Details (ID 83644)

Personnel Hong Kong SFC License Details (ID 83644)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2012-05-02	2012-06-22
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2012-05-02	2012-06-22
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-12-14	2012-04-12
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2010-12-14	2012-04-12
FIRST SHANGHAI FUTURES LIMITED	Rep	期货合约交易	2010-04-23	2010-12-06
FIRST SHANGHAI SECURITIES LIMITED	Rep	证券交易	2010-04-23	2010-12-06
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2007-11-16	2010-04-17
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2007-11-16	2010-04-17