| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-09-04 | 2014-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-09-04 | 2014-01-01 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2012-01-13 | 2012-08-20 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2012-01-13 | 2012-08-20 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-08-19 | 2012-01-06 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-08-19 | 2012-01-06 |