| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2012-04-12 | - |
| Rep | 证券交易 | 2012-04-12 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-05-25 | 2012-03-30 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-05-25 | 2012-03-30 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2004-02-23 | 2009-05-23 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 证券交易 | 2003-04-01 | 2009-05-23 |