| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2012-02-16 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-02-16 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-12-18 | 2012-02-10 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-12-18 | 2012-02-10 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-06-15 | 2009-12-09 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-01-05 | 2009-12-09 |