| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就期货合约提供意见 | 2013-02-22 | - |
| Rep | 就证券提供意见 | 2013-02-22 | - | |
| Rep | 期货合约交易 | 2012-09-04 | - | |
| Rep | 证券交易 | 2012-09-04 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-08-21 | 2012-08-10 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-08-21 | 2012-08-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2007-01-08 | 2009-06-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2006-11-21 | 2009-06-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-10-12 | 2009-06-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-10-12 | 2009-06-23 |
| Success Futures and Foreign Exchange Limited | Rep | 期货合约交易 | 2006-03-27 | 2006-10-03 |
| Success Securities Limited | Rep | 证券交易 | 2006-03-27 | 2006-10-03 |
已采集记录中暂无金管局登记。