| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2022-10-07 | 2022-12-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2016-09-30 | 2018-02-27 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2016-09-30 | 2018-02-27 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2011-11-25 | 2015-07-12 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-11-10 | 2011-11-18 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2010-11-10 | 2011-11-18 |