| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2023-04-19 | - |
| RO | 就证券提供意见 | 2023-04-19 | - | |
| RO | 证券交易 | 2023-04-19 | - | |
| Rep | 就机构融资提供意见 | 2019-04-02 | 2023-04-19 | |
| Rep | 就证券提供意见 | 2019-04-02 | 2023-04-19 | |
| Rep | 证券交易 | 2019-04-02 | 2023-04-19 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2016-10-26 | 2019-01-18 |
| Rep | 证券交易 | 2016-10-26 | 2019-01-18 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-09-07 | 2012-04-13 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2010-09-07 | 2012-04-13 |
| MANGO FINANCIAL LIMITED | Rep | 就机构融资提供意见 | 2004-04-07 | 2004-07-12 |
| Rep | 就证券提供意见 | 2004-04-07 | 2004-07-12 | |
| Rep | 证券交易 | 2004-04-07 | 2004-07-12 |
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