Yau, Ka Hei (SFC:ARG523) 游嘉熙 SFC Licences and HKMA Registrations (ID 83674)

Yau, Ka Hei (SFC:ARG523) 游嘉熙 SFC Licences and HKMA Registrations (ID 83674)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BTIG Hong Kong Limited	Rep	证券交易	2025-08-19	-
Soochow Securities International Brokerage Limited	Rep	证券交易	2023-11-22	2025-08-08
Soochow Securities International Futures Limited	Rep	期货合约交易	2023-11-22	2025-08-08
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2021-04-20	2023-11-09
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2021-04-20	2023-11-09
VALUABLE CAPITAL LIMITED	Rep	期货合约交易	2021-03-09	2021-03-26
	Rep	证券交易	2021-03-09	2021-03-26
Soochow Securities International Brokerage Limited	Rep	证券交易	2014-08-08	2021-02-26
Soochow Securities International Futures Limited	Rep	期货合约交易	2014-08-08	2021-02-26
Open Securities Limited	Rep	期货合约交易	2013-05-06	2014-07-25
	Rep	证券交易	2013-05-06	2014-07-25
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2012-03-27	2013-04-22
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-03-27	2013-04-22
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-10-13	2012-03-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2009-10-13	2012-03-16
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2008-08-28	2009-10-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2008-06-27	2009-10-01

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。