| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2026-05-26 | - |
| Rep | 证券交易 | 2026-05-26 | - | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-25 | 2024-12-31 |
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2015-10-22 | 2018-10-05 |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2010-06-22 | 2013-10-17 |
| Asset Management One Hong Kong Limited | Rep | 就证券提供意见 | 2010-03-11 | 2010-04-01 |
| Rep | 提供资产管理 | 2010-03-11 | 2010-04-01 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2007-08-14 | 2008-07-20 |
| CHINA EVERBRIGHT RESEARCH LIMITED | Rep | 就证券提供意见 | 2006-08-24 | 2007-07-22 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2006-06-27 | 2006-08-05 |
| CHIEF COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2006-06-03 | 2006-06-12 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2006-06-03 | 2006-06-12 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-10-26 | 2005-11-11 |
已采集记录中暂无金管局登记。