Personnel Hong Kong SFC License Details (ID 83681)

Personnel Hong Kong SFC License Details (ID 83681)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
FWD Financial Planning Limited (HK)	Rep	就证券提供意见	2026-05-26	-
	Rep	证券交易	2026-05-26	-
DBS VICKERS (HONG KONG) LIMITED	Rep	就证券提供意见	2018-10-25	2024-12-31
China Securities (International) Brokerage Company Limited	Rep	就证券提供意见	2015-10-22	2018-10-05
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	就证券提供意见	2010-06-22	2013-10-17
Asset Management One Hong Kong Limited	Rep	就证券提供意见	2010-03-11	2010-04-01
	Rep	提供资产管理	2010-03-11	2010-04-01
CCB INTERNATIONAL SECURITIES LIMITED	Rep	就证券提供意见	2007-08-14	2008-07-20
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	就证券提供意见	2006-08-24	2007-07-22
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	就证券提供意见	2006-06-27	2006-08-05
CHIEF COMMODITIES LIMITED	Rep	就期货合约提供意见	2006-06-03	2006-06-12
CHIEF SECURITIES LIMITED	Rep	就证券提供意见	2006-06-03	2006-06-12
MIB SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2004-10-26	2005-11-11