| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2023-03-01 | - |
| Rep | 就证券提供意见 | 2023-03-01 | - | |
| Rep | 证券交易 | 2023-03-01 | - | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2014-01-17 | 2017-04-07 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2013-12-05 | 2014-01-04 |
| ICBC INTERNATIONAL RESEARCH LIMITED | RO | 就证券提供意见 | 2013-07-11 | 2013-09-05 |
| Rep | 就证券提供意见 | 2009-12-31 | 2013-07-11 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 证券交易 | 2009-04-06 | 2009-12-01 |
| Rep | 就证券提供意见 | 2007-09-25 | 2009-12-01 | |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2007-03-05 | 2007-05-04 |