| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2019-09-19 | 2025-02-23 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2010-05-27 | 2019-07-31 |
| Rep | 证券交易 | 2009-05-05 | 2010-05-27 | |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-09 |
| Rep | 就证券提供意见 | - | 2004-01-09 | |
| Rep | 提供资产管理 | - | 2004-01-09 | |
| Rep | 证券交易 | - | 2009-04-29 |