| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2014-07-10 | 2017-09-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2014-07-10 | 2017-09-21 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2013-12-31 | 2014-06-24 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-01-04 | 2014-06-24 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-05-05 | 2014-06-24 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-09 |
| Rep | 就证券提供意见 | - | 2004-01-09 | |
| Rep | 提供资产管理 | - | 2004-01-09 | |
| Rep | 证券交易 | - | 2009-04-29 |