| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-06-15 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2010-04-28 | 2012-04-12 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2009-10-02 | 2010-04-12 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-01 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-01 | |
| Rep | 证券交易 | 2003-04-01 | 2009-09-16 |