| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited | RO | 就机构融资提供意见 | 2019-09-17 | - |
| Rep | 就机构融资提供意见 | 2019-09-02 | 2019-09-17 | |
| SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2018-06-29 | 2019-09-01 |
| CVP Capital Limited (HK) | RO | 就机构融资提供意见 | 2016-03-07 | 2017-01-26 |
| Rep | 就机构融资提供意见 | 2016-01-26 | 2016-03-07 | |
| Rep | 就证券提供意见 | 2016-01-26 | 2017-01-26 | |
| Rep | 证券交易 | 2016-01-26 | 2017-01-26 | |
| INCU CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2007-08-31 | 2016-01-05 |
| Rep | 就机构融资提供意见 | 2007-04-11 | 2007-08-31 | |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2004-07-20 | 2006-08-05 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-10-24 | 2004-07-20 |
| REXCAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-16 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-16 |
已采集记录中暂无金管局登记。