| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUA NAN SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2017-11-10 | 2021-08-31 |
| RO | 证券交易 | 2015-12-23 | 2021-08-31 | |
| Rep | 证券交易 | 2015-11-23 | 2015-12-23 | |
| WINWIN SECURITIES LIMITED | RO | 证券交易 | 2015-10-20 | 2015-10-29 |
| Rep | 证券交易 | 2015-09-17 | 2015-10-20 | |
| Waton Securities International Limited | RO | 证券交易 | 2010-12-23 | 2015-09-15 |
| Rep | 就机构融资提供意见 | - | 2004-12-07 | |
| Rep | 就证券提供意见 | - | 2004-12-07 | |
| Rep | 提供资产管理 | - | 2004-12-07 | |
| Rep | 证券交易 | - | 2010-12-23 |