| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IBTS ASIA (HK) LIMITED | RO | 就证券提供意见 | 2015-02-16 | 2023-03-15 |
| RO | 证券交易 | 2015-02-16 | 2023-03-15 | |
| Rep | 就证券提供意见 | 2015-01-02 | 2015-02-16 | |
| Rep | 证券交易 | 2015-01-02 | 2015-02-16 | |
| Waton Securities International Limited | RO | 证券交易 | 2008-10-23 | 2013-11-07 |
| Rep | 证券交易 | 2008-10-02 | 2008-10-23 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-01-29 | 2008-08-02 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2003-11-20 | 2008-08-02 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-31 |
| Rep | 就证券提供意见 | - | 2003-10-31 | |
| Rep | 提供资产管理 | - | 2003-10-31 | |
| Rep | 证券交易 | - | 2003-10-31 |