| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供资产管理 | 2014-03-27 | 2014-12-06 |
| Rep | 证券交易 | 2014-03-27 | 2014-12-06 | |
| FWD Financial Planning Limited (HK) | Rep | 证券交易 | 2011-03-08 | 2014-01-17 |
| Rep | 就证券提供意见 | 2006-12-23 | 2014-01-17 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-06-24 | 2006-12-15 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | - | 2005-06-07 |