| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2011-03-02 | 2017-07-08 |
| Rep | 证券交易 | 2011-03-02 | 2017-07-08 | |
| WEALTH MANAGEMENT GROUP LIMITED | Rep | 提供资产管理 | 2008-12-03 | 2011-01-24 |
| MASON LAROCHE (HK) LIMITED | Rep | 就证券提供意见 | 2004-05-10 | 2008-11-10 |
| MLI LIMITED (d2018-03-29) | Rep | 就证券提供意见 | - | 2004-03-26 |