| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iFAST Financial (HK) Limited | Rep | 就证券提供意见 | 2019-06-13 | 2020-02-12 |
| Rep | 证券交易 | 2019-06-13 | 2020-02-12 | |
| iFAST Global Markets (HK) Limited | Rep | 就证券提供意见 | 2019-06-13 | - |
| Rep | 证券交易 | 2019-06-13 | - | |
| iFAST Securities (HK) Limited | Rep | 证券交易 | 2019-06-13 | 2021-04-30 |
| FWD Financial Planning Limited (HK) | Rep | 证券交易 | 2011-03-10 | 2019-06-03 |
| Rep | 就证券提供意见 | 2006-02-03 | 2019-06-03 | |
| Sun Life Financial Asia Services Limited | Rep | 就证券提供意见 | 2005-01-14 | 2006-01-18 |