| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2015-09-22 | 2016-02-01 |
| Rep | 证券交易 | 2015-09-22 | 2016-02-01 | |
| Rep | 就证券提供意见 | 2011-08-31 | 2015-07-02 | |
| Rep | 证券交易 | 2011-08-31 | 2015-07-02 | |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就证券提供意见 | 2006-04-01 | 2011-08-23 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-05 |
| Rep | 提供资产管理 | - | 2004-08-12 | |
| Rep | 证券交易 | - | 2004-08-12 | |
| Rep | 就证券提供意见 | - | 2006-03-01 |