| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Life Insurance Company (Bermuda) Limited | Rep | 提供资产管理 | 2011-11-18 | 2022-02-16 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2011-03-11 | 2022-02-16 |
| Rep | 证券交易 | 2011-03-11 | 2022-02-16 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2010-06-23 | 2011-02-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2010-06-23 | 2011-01-28 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2009-12-30 | 2010-06-18 |