| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 证券交易 | 2011-03-16 | - |
| Rep | 就证券提供意见 | 2009-10-28 | - | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-07-06 | 2009-10-09 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2003-08-13 | 2004-07-06 |