| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 证券交易 | 2011-03-08 | - |
| Rep | 就证券提供意见 | 2007-10-02 | - | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2006-06-07 | 2007-09-01 |
| Network Financial Services Limited | Rep | 就证券提供意见 | 2003-04-01 | 2006-06-01 |