| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Prive Financial Limited | Rep | 证券交易 | 2017-05-31 | 2017-11-17 |
| Quam Securities Limited | Rep | 提供资产管理 | 2014-10-15 | 2017-01-06 |
| Rep | 就证券提供意见 | 2013-10-15 | 2017-01-06 | |
| Rep | 证券交易 | 2013-10-15 | 2017-01-06 | |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2011-05-12 | 2013-05-31 |
| Rep | 证券交易 | 2011-05-12 | 2013-05-31 |