| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2012-02-23 | 2019-03-31 |
| FWD Financial Planning Limited (HK) | Rep | 证券交易 | 2011-03-23 | 2012-01-29 |
| Rep | 就证券提供意见 | 2006-12-21 | 2012-01-29 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-06-24 | 2006-12-02 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2004-01-02 | 2005-05-25 |