Chau, Devan Sze Wan 鄒思韻
证监会中央编号:AMH270
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BridgeWood Alternatives Limited | Rep | 就证券提供意见 | 2024-09-19 | - |
| Rep | 证券交易 | 2024-09-19 | - | |
| AXA Investment Managers Asia Limited | Rep | 杠杆式外汇交易 | 2020-05-18 | 2022-07-08 |
| Rep | 期货合约交易 | 2018-03-22 | 2022-07-08 | |
| BNP PARIBAS ASSET MANAGEMENT CHORUS | Rep | 提供资产管理 | 2017-04-12 | 2022-02-16 |
| AXA Investment Managers Asia Limited | Rep | 提供资产管理 | 2015-09-14 | 2022-07-08 |
| Rep | 证券交易 | 2015-09-14 | 2022-07-08 | |
| AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS) | Rep | 提供资产管理 | 2015-09-14 | 2017-08-11 |
| Rep | 证券交易 | 2015-09-14 | 2017-08-11 | |
| HAMON ASIAN ADVISORS LIMITED | Rep | 就证券提供意见 | 2014-07-11 | 2015-07-31 |
| Rep | 提供资产管理 | 2014-07-11 | 2015-07-31 | |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2014-07-11 | 2015-07-31 |
| Rep | 提供资产管理 | 2014-07-11 | 2015-07-31 | |
| PFP Capital Limited | Rep | 就证券提供意见 | 2014-07-11 | 2015-07-31 |
| Rep | 提供资产管理 | 2014-07-11 | 2015-07-31 | |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就证券提供意见 | 2007-01-08 | 2012-07-31 |
| Rep | 提供资产管理 | 2007-01-08 | 2013-06-07 | |
| NNIP HONG KONG LIMITED | Rep | 就证券提供意见 | 2007-01-08 | 2013-07-05 |
| Rep | 提供资产管理 | 2007-01-08 | 2013-07-05 | |
| Rep | 证券交易 | 2006-08-31 | 2013-07-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-07-28 | 2006-08-12 |