| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2006-01-03 | 2012-02-09 |
| Rep | 提供自动化交易服务 | 2006-01-03 | 2012-02-09 | |
| Rep | 证券交易 | 2006-01-03 | 2012-02-09 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-09-14 | 2005-08-02 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-08-10 |
| Rep | 就证券提供意见 | - | 2004-08-10 | |
| Rep | 提供资产管理 | - | 2004-08-10 | |
| Rep | 证券交易 | - | 2005-08-02 |