| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2016-12-19 | 2017-09-22 |
| Rep | 期货合约交易 | 2016-12-19 | 2017-09-22 | |
| Rep | 证券交易 | 2016-12-19 | 2017-09-22 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-05-19 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2014-04-09 | 2017-09-22 |
| Rep | 证券交易 | 2014-04-09 | 2017-09-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2014-04-09 | 2016-12-18 |
| Rep | 证券交易 | 2014-04-09 | 2016-12-18 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2010-08-02 | 2014-03-10 |
| Rep | 提供自动化交易服务 | 2010-08-02 | 2014-03-10 | |
| Rep | 证券交易 | 2010-08-02 | 2014-03-10 |