Lee, Vivienne Fung Ching 李鳳貞
证监会中央编号:ADH984
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 期货合约交易 | 2015-05-21 | - |
| Rep | 证券交易 | 2015-05-21 | - | |
| Rep | 杠杆式外汇交易 | 2015-05-21 | - | |
| Interactive Brokers LLC | Rep | 期货合约交易 | 2008-11-05 | 2016-12-31 |
| Rep | 证券交易 | 2008-11-05 | 2016-12-31 | |
| Rep | 杠杆式外汇交易 | 2008-10-09 | 2016-12-31 | |
| CMC Markets Asia Limited | Rep | 杠杆式外汇交易 | 2005-08-19 | 2008-08-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2005-07-11 | 2005-07-27 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2004-12-15 | 2005-05-06 |
| REALINK FINANCIAL TRADE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-23 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-23 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-23 | |
| Rep | 证券交易 | 2003-04-01 | 2004-06-03 |