| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2019-06-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2016-09-02 | 2019-06-29 |
| Rep | 证券交易 | 2016-09-02 | 2019-06-29 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-09-02 | 2016-10-10 |
| Interactive Brokers LLC | Rep | 杠杆式外汇交易 | 2011-02-24 | 2012-11-09 |
| Rep | 期货合约交易 | 2011-01-11 | 2012-11-09 | |
| Rep | 证券交易 | 2011-01-11 | 2012-11-09 |