| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-04-29 | - |
| Rep | 提供资产管理 | 2015-04-29 | - | |
| Rep | 证券交易 | 2015-04-29 | - | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | 就证券提供意见 | 2015-04-29 | 2020-01-20 |
| Rep | 提供资产管理 | 2015-04-29 | 2022-05-26 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2015-04-29 | - |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-12-03 | 2015-04-15 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就期货合约提供意见 | 2013-05-15 | 2013-08-26 |
| Rep | 就证券提供意见 | 2013-05-15 | 2013-08-26 | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 证券交易 | 2006-09-20 | 2012-08-11 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 证券交易 | 2006-09-20 | 2012-08-11 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2004-08-10 | 2006-09-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-05 |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-09-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2006-09-08 |
已采集记录中暂无金管局登记。