| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2011-11-30 | 2020-03-30 |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-05-24 | 2011-09-28 |
| Rep | 证券交易 | 2011-05-24 | 2011-09-28 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2009-02-19 | 2010-01-04 |
| BUSINESS SECURITIES LIMITED | Rep | 证券交易 | 2007-02-21 | 2008-12-22 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2005-03-11 | 2007-01-01 |