| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Belvest Investment Services Limited | Rep | 就证券提供意见 | 2015-05-20 | - |
| Rep | 提供资产管理 | 2015-05-20 | - | |
| Rep | 证券交易 | 2015-05-20 | - | |
| ALTRUIST FINANCIAL GROUP LIMITED | Rep | 就证券提供意见 | 2015-02-25 | 2015-04-20 |
| Rep | 证券交易 | 2015-02-25 | 2015-04-20 | |
| PYRMONT WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2013-10-21 | 2014-12-30 |
| Rep | 提供资产管理 | 2013-10-21 | 2014-12-30 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-03-08 | 2012-03-01 |
| Rep | 证券交易 | 2010-03-08 | 2012-03-01 |
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