| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SANFULL SECURITIES LIMITED | Rep | 证券交易 | 2017-01-20 | 2018-08-27 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2014-07-17 | 2015-09-11 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 证券交易 | 2013-04-18 | 2013-08-01 |
| Virtu ITG Hong Kong Limited | RO | 提供自动化交易服务 | 2004-01-02 | 2012-12-31 |
| RO | 证券交易 | 2004-01-02 | 2012-12-31 | |
| HOENIG (FAR EAST) LIMITED | RO | 就机构融资提供意见 | - | 2004-01-02 |
| RO | 就证券提供意见 | - | 2004-01-02 | |
| RO | 提供资产管理 | - | 2004-01-02 | |
| RO | 证券交易 | - | 2004-03-31 |