| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | Rep | 提供自动化交易服务 | 2010-09-21 | 2012-12-19 |
| Rep | 证券交易 | 2010-09-21 | 2012-12-19 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2010-07-21 |
| Rep | 证券交易 | 2008-10-10 | 2010-07-21 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2006-07-24 | 2008-09-29 |
| Rep | 证券交易 | 2006-07-24 | 2008-09-29 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-10-14 | 2006-05-15 |