| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2019-01-09 | - |
| Rep | 证券交易 | 2019-01-09 | - | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-01-26 | 2017-07-31 |
| CLSA LIMITED | Rep | 证券交易 | 2012-05-24 | 2016-09-24 |
| Virtu ITG Hong Kong Limited | Rep | 提供自动化交易服务 | 2009-07-15 | 2011-09-23 |
| Rep | 证券交易 | 2009-07-15 | 2011-09-23 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2007-06-06 | 2009-02-28 |
| Rep | 提供自动化交易服务 | 2007-06-06 | 2009-02-28 | |
| Rep | 证券交易 | 2007-06-06 | 2009-02-28 |