| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-08-01 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-08-01 | - |
| Rep | 证券交易 | 2016-08-01 | - | |
| Rep | 提供自动化交易服务 | 2016-08-01 | 2018-11-01 | |
| Virtu ITG Hong Kong Limited | Rep | 提供自动化交易服务 | 2010-11-24 | 2016-06-01 |
| Rep | 证券交易 | 2010-11-24 | 2016-06-01 | |
| WINNINGTON CAPITAL LIMITED | Rep | 就期货合约提供意见 | 2007-11-09 | 2008-12-18 |
| Rep | 就证券提供意见 | 2007-11-09 | 2008-12-18 | |
| Rep | 提供资产管理 | 2007-11-09 | 2008-12-18 |