| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2017-10-30 | 2019-10-07 |
| RO | 期货合约交易 | 2017-10-30 | 2019-10-07 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就证券提供意见 | 2015-11-25 | 2016-09-23 |
| RO | 证券交易 | 2015-11-25 | 2016-09-23 | |
| Rep | 就证券提供意见 | 2015-04-20 | 2015-11-25 | |
| Rep | 证券交易 | 2015-04-20 | 2015-11-25 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-05-21 | 2017-10-30 |
| Rep | 期货合约交易 | 2014-05-21 | 2017-10-30 | |
| RO | 就证券提供意见 | 2012-11-09 | 2016-09-13 | |
| RO | 证券交易 | 2012-11-09 | 2016-09-13 | |
| Rep | 就证券提供意见 | 2009-11-25 | 2012-11-09 | |
| Rep | 证券交易 | 2009-11-25 | 2012-11-09 |