| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2014-11-04 | 2015-11-30 |
| Rep | 期货合约交易 | 2014-11-04 | 2020-09-30 | |
| Rep | 证券交易 | 2014-11-04 | 2020-09-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2012-02-09 | 2014-08-04 |
| Rep | 就期货合约提供意见 | 2008-07-29 | 2014-08-04 | |
| Rep | 就证券提供意见 | 2008-07-29 | 2014-08-04 | |
| Rep | 期货合约交易 | 2008-06-26 | 2014-08-04 | |
| Rep | 证券交易 | 2008-06-26 | 2014-08-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-12-29 | 2008-04-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2005-12-29 | 2008-04-22 |
| Rep | 期货合约交易 | 2005-12-29 | 2008-04-22 |