| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | Rep | 证券交易 | 2014-07-09 | 2022-07-01 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-10-16 | 2014-05-21 |
| Rep | 就证券提供意见 | 2009-10-16 | 2014-05-21 | |
| Rep | 期货合约交易 | 2009-10-16 | 2014-05-21 | |
| Rep | 证券交易 | 2009-10-16 | 2014-05-21 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-03-07 | 2008-01-07 |
| Rep | 证券交易 | 2007-03-07 | 2008-01-07 |