| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| YICKO SECURITIES LIMITED | Rep | 就证券提供意见 | 2017-02-10 | - |
| Rep | 证券交易 | 2017-02-10 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-04-11 | 2016-08-15 |
| Rep | 期货合约交易 | 2014-04-11 | 2016-08-15 | |
| Rep | 就证券提供意见 | 2011-06-21 | 2014-03-24 | |
| Rep | 证券交易 | 2011-06-21 | 2014-03-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-11-09 | 2011-06-07 |
| Rep | 证券交易 | 2010-11-09 | 2011-06-07 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-07-03 | 2010-08-05 |
| Rep | 证券交易 | 2007-07-03 | 2010-08-05 |