| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2022-08-17 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2022-08-17 | - |
| Rep | 证券交易 | 2022-08-17 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2020-07-02 | 2022-06-02 |
| Rep | 期货合约交易 | 2020-06-17 | 2022-06-02 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-05-05 | 2020-04-30 |
| Rep | 期货合约交易 | 2014-05-05 | 2020-04-30 | |
| Rep | 就证券提供意见 | 2010-12-01 | 2016-10-13 | |
| Rep | 证券交易 | 2010-12-01 | 2016-10-13 |