| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2019-09-24 | 2020-01-28 |
| Rep | 提供自动化交易服务 | 2019-09-24 | 2020-01-28 | |
| Rep | 证券交易 | 2019-09-02 | 2020-01-28 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-10-14 | 2019-09-01 |
| Rep | 证券交易 | 2015-10-14 | 2019-09-01 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2011-04-04 | 2015-09-14 |
| Rep | 就证券提供意见 | 2011-04-04 | 2015-09-14 | |
| Rep | 期货合约交易 | 2011-04-04 | 2015-09-14 | |
| Rep | 证券交易 | 2011-04-04 | 2015-09-14 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2009-04-30 | 2011-02-07 |