| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ovata Capital Management Limited | Rep | 提供资产管理 | 2018-01-17 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2015-03-19 | 2015-11-30 |
| Rep | 期货合约交易 | 2015-03-19 | 2017-03-09 | |
| Rep | 证券交易 | 2015-03-19 | 2017-03-09 | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 期货合约交易 | 2014-08-27 | 2014-11-25 |
| RO | 证券交易 | 2014-08-27 | 2014-11-25 | |
| Rep | 期货合约交易 | 2012-10-03 | 2014-08-27 | |
| Rep | 证券交易 | 2012-10-03 | 2014-08-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-12-15 | 2012-07-04 |
| Rep | 就证券提供意见 | 2009-12-15 | 2012-07-04 | |
| Rep | 期货合约交易 | 2009-12-15 | 2012-07-04 | |
| Rep | 证券交易 | 2009-12-15 | 2012-07-04 |