| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | 提供资产管理 | 2016-09-05 | 2020-10-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-06-25 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-06-25 | 2016-01-22 |
| Rep | 证券交易 | 2015-06-25 | 2016-01-22 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2010-11-01 | 2015-05-18 |
| Rep | 就证券提供意见 | 2010-11-01 | 2015-05-18 | |
| Rep | 期货合约交易 | 2010-11-01 | 2015-05-18 | |
| Rep | 证券交易 | 2010-11-01 | 2015-05-18 |