| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | 就证券提供意见 | 2015-10-08 | 2021-09-03 |
| Rep | 提供资产管理 | 2015-10-08 | 2021-09-03 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2010-06-14 | 2012-05-10 |
| Rep | 就证券提供意见 | 2010-06-14 | 2012-05-10 | |
| Rep | 期货合约交易 | 2010-06-14 | 2012-05-10 | |
| Rep | 证券交易 | 2010-06-14 | 2012-05-10 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-04-02 | 2010-05-05 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2008-04-02 | 2010-05-05 |