Paolucci, Nicholas Giovanni 跑萬年
证监会中央编号:ALT899
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2024-11-19 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2024-11-19 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2021-06-09 | 2021-07-05 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2021-06-09 | 2021-07-05 |
| Rep | 证券交易 | 2021-06-09 | 2021-07-05 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-03-24 | 2019-09-30 |
| Rep | 期货合约交易 | 2014-03-24 | 2019-09-30 | |
| Rep | 就期货合约提供意见 | 2012-08-17 | 2014-03-16 | |
| Rep | 期货合约交易 | 2012-08-17 | 2014-03-16 | |
| Rep | 就证券提供意见 | 2006-07-17 | 2014-03-16 | |
| Rep | 证券交易 | 2006-07-17 | 2014-03-16 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就证券提供意见 | 2005-03-03 | 2006-07-01 |
| Rep | 证券交易 | 2005-03-03 | 2006-07-01 |
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