| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2008-06-24 | - |
| Rep | 就证券提供意见 | 2008-06-24 | 2016-10-06 | |
| Rep | 期货合约交易 | 2008-06-05 | - | |
| Rep | 证券交易 | 2008-06-05 | 2016-10-06 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期货合约交易 | 2007-08-09 | 2009-11-23 |
| Rep | 证券交易 | 2007-08-09 | 2009-11-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-03-21 | 2007-05-24 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-03-21 | 2007-05-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-03-21 | 2007-05-24 |