| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-09-23 | 2010-10-01 |
| Rep | 期货合约交易 | 2009-09-23 | 2010-10-01 | |
| Rep | 就证券提供意见 | 2009-09-23 | 2012-09-01 | |
| Rep | 证券交易 | 2009-09-23 | 2012-09-01 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2007-07-24 | 2007-07-28 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-07-24 | 2007-07-28 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2004-05-07 | 2007-01-11 |